Alan Leale-Green FCCA
Chief Executive
Tel: 020 7065 5210
Email: alan.lealegreen@mms-rsl.com

Alan founded the company as Leale-Green Limited in early 1999 with the company's mission being: "To provide high quality compliance and finance consulting services to firms in the Financial Services industry, creating lasting client relationships by employing experienced and dynamic professionals to provide a personalised service." Many of his original clients remain with us today.

Having entered the securities and futures industry in 1976 Alan worked for a number of city institutions. From 1986 until the formation of the company, he was employed by Lehman Brothers where he held a variety of positions, including spending six years as European Head of Compliance.

Alan's experience of compliance and finance consultancy includes working with investment management firms, investment banks, broker dealers and corporate finance houses. The recent assignments carried out include: advising clients involved in start-ups and ongoing compliance procedures; acting as an interim Compliance Officer; establishing and monitoring risk based compliance procedures; and advising on regulatory disputes.

Alan has also worked on the Sound Practices guides as an adviser to industry practitioner committees set up by the Alternative Investment Management Association.

Philip Bell
Director
Tel: 020 7065 5214
Email: philip.bell@mms-rsl.com

Philip joined in 2002 to establish the accounting and finance side of the company. He has worked in the financial services industry since 1985 and has held senior positions in finance, risk and compliance roles for both large financial services organisations and also smaller start up situations. His most recent role prior to joining was Finance Director for a corporate finance boutique.

In addition to the accounting services and advice that Philip provides, his experience as a consultant includes assisting firms with their FSA authorisation process.

Derek McGibney LLM BBLS
Senior Compliance Consultant
Tel: 020 7065 5211
Email: derek.mcgibney@mms-rsl.com

Derek joined the company in April 2005 as a senior consultant. In addition to industry recognised exams, Derek has a solid base of background knowledge relating to financial services regulation gained while completing a degree in Business and Legal Studies (BBLS) and a masters degree in European Law from University College Dublin (LLM(European Law)).

Derek spent 3 years working at Davy Stockbrokers in Dublin (Compliance Executive), 3 years at Gartmore Investment Management plc (Compliance and Risk Executive) and a year and half at F&C Asset Management plc (Compliance Monitoring Manager).

Throughout his career, he has gained experience in a broad range of compliance, operational risk and audit areas, covering issues from multiple jurisdictions (UK, EU, US, UAE, Japan), business types (Stock broking, Corporate Finance, Venture Capital, Private Equity, Asset Management, Boutique Investment Banking), product types (UCITS, UCIS investing in Equity, Credit, Loans, OTC's, SWAP's, CDS) and other non-standard investment types (litigation funding, property, specialist private equity). and has been involved with developing industry standards and working with regulators on changes to regulations.

Derek has also worked on consultations as an adviser to industry practitioner committees set up by the Alternative Investment Management Association.

Fidelis Wangata
Compliance Consultant
Tel: 020 7065 5221
Email: fidelis.wangata@mms-rsl.com

Fidelis joined in June 2007 as a compliance consultant. Fidelis obtained a Masters in Law Degree (LLM) with distinction from the London School of Economics where he specialized in Regulation of Financial Markets and the Law and Practice of International Finance. He also holds an LLB honours degree from the University of Nairobi and Post Graduate Diploma in Law and is a member of the Kenyan Bar. He is currently studying for the SII Investment Compliance Diploma. He previously worked as a legal consultant to the United Nations High Commission for Refugees and other public bodies in Kenya.

His experience as a consultant includes advising Investment Management and Advisory firms (including retail), Broker Dealers, Private Equity, Corporate Finance houses and Commodity Firms. His recent assignments have included providing advice and procedures to firms to successfully transition to MiFID; conducting independent compliance and operational risk reviews; assisting firms with ICAAPs; advising on Anti-Money Laundering requirements; Initial compliance set-ups; establishing and monitoring risk based compliance procedures; assisting firms with their FSA authorisation and general compliance support.

Prior to joining the firm, Fidelis had worked in a similar compliance role since August 2006.

Gabriella Baber LLB(Hons) PgDip
Senior Compliance Consultant
Tel: 020 7065 5212
Email: gabriella.baber@mms-rsl.com

Gabriella joined the firm as a compliance consultant in March 2005. Gabriella holds an LLB honours degree and postgraduate diploma in Law and was called in to the Bar in 2004. Her previous experience was within the legal arena.

Gaby's experience as a consultant includes compliance monitoring, conducting independent compliance reviews, assisting firms with their FSA authorisation process, conducting risk reviews and ICAAPs. She advises a range of firms including investment management, corporate finance and broker dealer firms.

John Griffiths BA FCA
Senior Compliance Consultant
Tel: 020 7065 5218
Email: john.griffiths@mms-rsl.com

John joined in January 2006 as a senior compliance consultant. He has a Bachelors Degree in Economics from the University of Sheffield and qualified as a Chartered Accountant with KPMG (London) in 1986 where he worked for 9 years. John subsequently spent 13 years with the regulator (IMRO/FSA) as a relationship manager with responsibility for supervising the activities of a wide range of investment firms including hedge funds, corporate finance, private equity, retail funds and private banking as well as traditional long only investment managers. He is also experienced in conducting FSA "Arrow" risk assessments. John holds the Investment Management Certificate and is fluent in French.

John's experience of compliance and finance consultancy includes working with investment management firms, investment banks, broker dealers and corporate finance houses. The recent assignments carried out include: providing proactive advice and procedures to assist clients to successfully transition to the MiFID environment; establishing and monitoring risk based compliance procedures; conducting compliance and operational risk reviews; and developing a process for ICAAP reviews.

John has also worked on a number of consultations as an adviser to industry practitioner committees set up by the Alternative Investment Management Association.

Jonathan Currie
Senior Compliance Consultant
Tel: 020 7065 5217
Email: jonathan.currie@mms-rsl.com

Jonathan joined in July 2004 and now has over with 15 years' experience in compliance of the financial services industry. His career has included work in the banking sector, the brokerage and bond industry, as well as time spent with LIFFE, before moving into practice as a compliance specialist within compliance consultancy.

Jonathan's experience as a consultant extends to Private Equity/Venture Capital, Investment Management and Investment Banking and includes providing clients with advice and assistance including FSA authorisation, general compliance support, advice, regular compliance monitoring and independent compliance reviews including documentation production and review.

Niki Lynn
Senior Compliance Consultant
Tel: 020 7065 5216
Email: nicole.lynn@mms-rsl.com

Nicole joined in May 2004 as a compliance consultant. Nicole previously worked as a Client Manager for an offshore tax consultancy and speaks Spanish and French. Nicole holds a degree in International Business and Languages and is currently studying for the SII Investment Compliance Diploma.

Nicole's experience includes assisting firms with their FSA authorisation process, conducting independent compliance and risk reviews, compliance monitoring and SEC registration.

Henry Chui
Finance Consultant
Tel: 020 7065 5215
Email: henry.chui@mms-rsl.com

Henry joined in July 2007 as a finance consultant. Prior to joining the company, Henry worked as assistant accountant for a listed logistic company in the automotive industry. Henry graduated from Imperial College with a degree in Chemistry and is currently studying for Chartered Institute of Management Accountants.

Henry's experience as a consultant includes bookkeeping, preparing management accounts and financial statements, payroll services, assisting firms with VAT registration and returns and FSA financial returns.

Ian Manson
Senior Compliance Consultant
Tel. 020 7065 5219
Email: ian.manson@mms-rsl.com

Ian joined in October 2006 as a senior consultant. He graduated from The London School of Economics with a degree in History. Since graduating he has worked in financial services for over 22 years, in internal audit, operations control and compliance roles at leading banks and brokers. These provided exposure to a wide variety of businesses, markets and products both in the UK and overseas. Prior to joining in October 2006, he spent over 5 years as a compliance manager at a hedge fund of funds, advising and managing Guernsey and Cayman funds.

Ian's experience of compliance and finance consultancy includes working with investment management firms, investment banks, broker dealers and corporate finance houses. The recent assignments carried out include: acting as an interim Compliance Officer through the transition to MiFID; establishing and monitoring risk based compliance procedures; conducting compliance and operational risk reviews; developing a process for ICAAP reviews; and advising on regulatory disputes.

Nichola Edwards LLB (Hons)
Compliance Consultant
Tel. 020 7065 5220
Email: nichola.edwards@mms-rsl.com

Nichola joined the firm as a consultant in November 2006. Prior to joining the firm she worked at BP. Nichola's experience as a consultant encompasses advising venture capital, corporate finance, investment management and advisory firms (including retail) in relation to the FSA authorisation process, initial compliance set-ups (upon Part IV approval), MiFID, risk assessment requirements/procedures including ICAAP, compliance reviews and monitoring. Nichola has an Honours Degree in Law (LLB Hons).